Practice Areas

LEGISLATIVE & REGULATORY POLICY

 

  • Deep expertise and insights on Capitol Hill and at the financial services regulatory agencies.

  • Specialize in policy issues affecting the capital markets. 

  • Unique understanding of the interplay between Capitol Hill and the regulators from both the congressional and regulatory perspectives.

CONGRESSIONAL INVESTIGATIONS

 

  • Experience participating in investigations and hearings on Capitol Hill.

  • Help clients manage congressional inquiries at the outset to obtain the best possible outcomes.

  • Prepare witnesses for hearings, including assisting with nominee confirmation preparation.

REGULATORY ENFORCEMENT & INVESTIGATIONS

 

  • Decades of experience managing investigations and enforcement actions for clients before the SEC, CFTC, DOJ, FTC, OCC, FINRA, and state regulators.

  • Government experience provides insight on internal processes and deliberation points.

  • Counsel clients on high stakes strategy and approach.